Compliance

RC hearings to look at regulatory reform

by Annie Kane • 5 Nov 2018

The upcoming round of public hearings for the financial services royal commission will focus on misconduct and conduct... READ MORE

by Annie Kane • 19 Oct 2018

The corporate regulator is set to review financial literacy and banking programs in primary schools to assess the... READ MORE

by Annie Kane • 18 Oct 2018

The Australian Financial Complaints Authority has revealed its strategy, goals and vision, outlining that it will... READ MORE

by Tas Bindi • 5 Oct 2018

Brokers are under growing pressure to ensure their clients’ financial positions are accurately reflected in loan... READ MORE

by Reporter • 5 Oct 2018

The use of the Household Expenditure Measure as a benchmark for borrowers’ living expenses has been called into... READ MORE

by Reporter • 3 Oct 2018

The corporate regulator has revealed that it will publish the findings of its home loan shadow shopping exercise and... READ MORE

by Reporter • 28 Sep 2018

The interim report from the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services... READ MORE

by Tas Bindi • 28 Sep 2018

A record number of disputes were reported to the FOS in FY18, partly due to heightened attention on the industry... READ MORE

by Reporter • 24 Sep 2018

The corporate regulator has provided “transition relief” for some credit representatives that have not yet obtained... READ MORE

by Reporter • 13 Sep 2018

The corporate regulator has approved the rules underpinning the Australian Financial Complaints Authority’s... READ MORE