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Compliance

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ASIC calls for an end to the blame game

by Reporter • 19 Jul 2018
Financial services entities will no longer have the opportunity to “shift blame” when instances of wrongdoing are... READ MORE
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Education on credit flagged as better alternative to more regulation

by Reporter • 19 Jul 2018
Improving borrower education on credit and debt, including potentially bringing in exams for those looking to take on... READ MORE
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Regulation of SME space ‘a good thing’

by Reporter • 13 Jul 2018
ASIC’s work into SME lenders and regulation of the space should be welcomed and could improve the industry, the heads... READ MORE
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Financial group taken to court by ASIC

by Reporter • 3 Jul 2018
The corporate regulator has commenced proceedings in the Supreme Court of Queensland against a business owner/former... READ MORE
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Industry ‘on notice’ over conflicts of interest: ASIC

by Reporter • 25 Jun 2018
The new chairman of ASIC has told a parliamentary committee that he plans to use “every inch” of the corporate... READ MORE
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Increasing regulatory scrutiny will benefit fintechs: Moody’s

by Reporter • 22 Jun 2018
Moody’s Investors Service has argued that ASIC’s review of fintech small business lenders illustrates that the... READ MORE
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Parliamentary committee to put ASIC under the spotlight

by Reporter • 20 Jun 2018
The financial services regulator will face scrutiny from the House of Representatives Standing Committee on Economics... READ MORE
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Fees for service: Are they feasible?

by Tas Bindi • 7 Jun 2018
Regulators and advisory bodies have shared their scepticism of lender-paid broker remuneration, questioning whether... READ MORE
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ASIC flags credit repair risks

by Reporter • 4 Jun 2018
The regulator is running a month-long campaign to warn consumers about the risks associated with seeking credit repair... READ MORE
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Regional finance to come under royal commission scrutiny

by Reporter • 31 May 2018
The financial services royal commission has announced that the next round of hearings will review issues experienced by... READ MORE