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Compliance
Parliamentary committee to put ASIC under the spotlight
by Reporter • 20 Jun 2018
The financial services regulator will face scrutiny from the House of Representatives Standing Committee on Economics...
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Fees for service: Are they feasible?
by Tas Bindi • 7 Jun 2018
Regulators and advisory bodies have shared their scepticism of lender-paid broker remuneration, questioning whether...
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ASIC flags credit repair risks
by Reporter • 4 Jun 2018
The regulator is running a month-long campaign to warn consumers about the risks associated with seeking credit repair...
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Regional finance to come under royal commission scrutiny
by Reporter • 31 May 2018
The financial services royal commission has announced that the next round of hearings will review issues experienced by...
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ASIC to ‘intensify scrutiny’ of licensing applications
by Reporter • 23 May 2018
The financial regulator has extended its service charter for credit and financial services licenses, according to the...
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Opinion: The dangerous tragicomedy of the royal commission
by James Mitchell • 23 May 2018
The royal commission would make a great television comedy if it wasn’t so sad. At the heart of this week’s hearings...
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‘Trust and financial services don’t sit together’: ASIC
by James Mitchell • 23 May 2018
The corporate regulator believes that “a lot of hard work” is needed for financial service operators to regain...
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‘Conflicted’ remuneration should go: ASIC chair
by Reporter • 17 May 2018
The new chairman of ASIC has said that he has been “surprised” that there has been “reluctance, and often...
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Regulators are ‘funded for action’ against industry
by Reporter • 10 May 2018
Following the release of the 2018 federal budget, FBAA has warned that regulators now have a government-funded war...
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A question of ethics
by Tas Bindi • 9 May 2018
With several commissions and inquiries looking into the banks, borrowers will likely be pickier with who they borrow...
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