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Compliance
ASIC to recover $9m from credit intermediaries
by Reporter • 10 Oct 2017
The financial services regulator has released indicative figures and its methodology for recovering the cost of its...
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Locked out
by Lucy Dean • 9 Oct 2017
According to the 2016 Census, just 38.1 per cent of Indigenous Australians owned their home. While that’s higher...
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Mutual benefits
by James Mitchell • 9 Oct 2017
On Thursday, 3 August, The Adviser, in partnership with MSA National, held its inaugural Mutual Bank Roundtable at...
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Brokers ‘burdened’ by anti-money laundering regulation
by Reporter • 28 Sep 2017
CAFBA has called for a standardisation of anti-money laundering and counter-terrorism compliance policies, as the...
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ASIC independence ‘faces threat’, warns Labor
by Reporter • 21 Sep 2017
The Shadow Treasurer has suggested that the “independence of and bipartisan support for” the financial services...
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APRA has ‘failed’ on competition: COBA
by Staff Reporter • 20 Sep 2017
The prudential regulator has failed to give due consideration to competition in the banking industry, argues the...
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'I'd do it': ASIC chairman would place consumers in larger loans
by Reporter • 14 Sep 2017
Greg Medcraft, the chairman of ASIC, has suggested that he would be tempted to place consumers in larger loans to get...
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ASIC formally bans flex commissions
by Reporter • 7 Sep 2017
Flex commissions paid to car finance brokers have now been formally banned, in a bid to reduce the likelihood of...
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‘Proof’ needed in ASIC remuneration claims
by Reporter • 6 Sep 2017
The CEO of a brokerage and sub-aggregation company has voiced “extreme concern” with some of the recommendations in...
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ASIC releases mortgage videos
by Reporter • 5 Sep 2017
The financial services regulator has released a series of videos to help consumers get a home loan, which also touches...
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