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Compliance
Shadow treasurer says government has ‘got it wrong’ on trail
by Annie Kane • 26 Mar 2019
In a clear stance on Labor’s trail position, Chris Bowen MP has said that the government’s response to the banking...
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AFS licences revoked after firms failed to join AFCA
by Reporter • 25 Mar 2019
The corporate regulator has cancelled the financial services licences of two firms for failing to obtain an AFCA...
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Hayne’s remuneration recommendations ‘contradictory’
by Tas Bindi • 25 Mar 2019
The royal commission’s final recommendations on the remuneration of brokers and bank executives are...
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Regulators dismiss Hayne’s call for change to SME definition
by Reporter • 21 Mar 2019
Australia’s financial regulators have weighed in on commissioner Kenneth Hayne’s SME recommendations, with the...
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Industry welcomes government’s trail decision
by Annie Kane • 13 Mar 2019
Industry representatives have welcomed the news that the government will delay its decision on abolishing trail but...
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Treasurer delays trail abolition date
by Annie Kane • 12 Mar 2019
Treasurer Josh Frydenberg has said that the government will look at reviewing the impacts of removing trail in three...
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Outside looking in
by Tas Bindi • 11 Mar 2019
Brokers looking at the Australian market from abroad say change should not be feared. Tas Bindi speaks to...
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Mortgage broking at ‘a juncture in its history’: ASIC
by Annie Kane • 28 Feb 2019
In an update on the regulator’s work on mortgages, ASIC’s executive director for financial services has said that...
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AFCA to consider historical cases from July
by Reporter • 21 Feb 2019
AFCA will start considering historical disputes dating back to 2008 from the start of the next financial year.
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MPs slam call to ban upfront commissions
by Charbel Kadib • 14 Feb 2019
Coalition government MPs have railed against reforms that would “ride roughshod” over brokers and enhance the power...
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