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Compliance

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ASIC to release loan fraud report next month
by Annie Kane • 12 Sep 2019
In an update on its work following the banking royal commission, the Australian Securities and Investments Commission... READ MORE
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Industry sees bright side of ASIC findings
by Charbel Kadib • 30 Aug 2019
The Australian Securities and Investments Commission (ASIC) yesterday released new research, titled Looking for a... READ MORE
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ASIC reveals findings of shadow shopping exercise
by Charbel Kadib • 29 Aug 2019
The Australian Securities and Investments Commission (ASIC) has released new research, titled Looking for a... READ MORE
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AFCA seeks greater input in ASIC interventions
by Charbel Kadib • 28 Aug 2019
The Australian Financial Complaints Authority (AFCA) has published its submission to the Australian Securities and... READ MORE
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ASIC reveals barriers to accessing financial advice

by Adrian Flores • 27 Aug 2019
The Australian Securities and Investments Commission (ASIC) conducted research on consumer perception of financial... READ MORE
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Best interests duty ‘reflects customer expectations’: Treasurer
by Charbel Kadib • 26 Aug 2019
The Morrison government has introduced the National Consumer Credit Protection Amendment (Mortgage Brokers) Bill... READ MORE
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‘The age of the regulator’: Compliance to get harder
by Tas Bindi • 21 Aug 2019
According to the Governance Institute of Australia’s latest report, The Future of the Governance Professional,... READ MORE
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Broking groups to appear before ASIC
by Charbel Kadib • 19 Aug 2019
In February, the Australian Securities and Investments Commission (ASIC) launched a review to update its responsible... READ MORE
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Treasury set to consult on best interests duty
by Annie Kane • 13 Aug 2019
In the final report of the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services... READ MORE
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Consumers have a role to play in deterring misconduct: APRA
by Tas Bindi • 9 Aug 2019
Speaking at the Banking and Finance Oath’s Crossroads conference on Thursday (8 August), the chair of the... READ MORE
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Government urged to tackle elder financial abuse
by Annie Kane • 9 Aug 2019
The Australian Banking Association (ABA) has launched a new campaign, Stop Elder Financial Abuse, in partnership with... READ MORE
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New inquiry into financial services sector launched
by Charbel Kadib • 5 Aug 2019
The Morrison government has asked the House of Representatives standing committee on economics to inquire into... READ MORE
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Feedback sought on new expenses standard

by Annie Kane • 1 Aug 2019
The Lending Industry XML Initiative (LIXI), a member-based not-for-profit company that develops and promotes... READ MORE
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Appeal denied for jailed CEO

by Hannah Dowling • 30 Jul 2019
In 2017, the former CEO and executive chairman of failed health-food chain Healthzone Ltd, Peter David Roach, was... READ MORE
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Financial system is ‘more resilient’ thanks to APRA, finds review
by Annie Kane • 18 Jul 2019
The conclusion comes in the APRA Capability Review, which was called by government earlier this year to assess the... READ MORE
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The Adviser is the number one magazine for Australia's finance and mortgage brokers. The publications delivers news, analysis, business intelligence, sales and marketing strategies, research and key target reports to an audience of professional mortgage and finance brokers
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