Powered by MOMENTUM MEDIA
lawyers weekly logo
Advertisement

Compliance

default image

AFG seeks to allay ACCC concerns

by Annie Kane • 4 Mar 2020
As the ACCC consultation on the AFG/Connective merger draws to a close this week, the CEO of AFG has outlined that the... READ MORE
default image

Regulation of industry will remain ‘on the agenda’: AFG CEO

by Annie Kane • 2 Mar 2020
The regulatory scrutiny and continued legislation of the broking industry “will be on the agenda from here on in”... READ MORE
default image

ASIC urged to ‘dial back’ BID guidance

by Charbel Kadib • 26 Feb 2020
The regulator has “overreached” in its interpretation of the best interests duty and should “dial back” its... READ MORE
default image

Non-mortgage package products subject to BID: ASIC

by Charbel Kadib • 26 Feb 2020
Brokers will be required to meet their best interests duty obligations when assessing the suitability of other credit... READ MORE
default image

ASIC applauded for BID guidance approach

by Annie Kane • 25 Feb 2020
Several members of industry have applauded the financial services regulator’s draft guidance on the incoming best... READ MORE
default image

ASIC outlines record-keeping obligations for BID compliance

by Charbel Kadib • 24 Feb 2020
The corporate regulator has outlined the documentation it expects mortgage brokers to store as means to demonstrate... READ MORE
default image

ASIC releases draft BID guidance

by Charbel Kadib • 20 Feb 2020
The corporate regulator has published its long-awaited guidance on the obligations of mortgage brokers under the newly... READ MORE
default image

Connective backs merger utility amid ACCC doubts

by Charbel Kadib • 14 Feb 2020
The proposed merger with AFG will deliver “great outcomes” for brokers and their customers, Connective director... READ MORE
default image

ACCC raises concerns about AFG-Connective merger

by Annie Kane • 12 Feb 2020
The competition watchdog has raised preliminary competition concerns about the proposed merger between Connective and... READ MORE
default image

Working with vulnerable customers

by Annie Kane • 11 Feb 2020
Last year, a new Banking Code of Practice was rolled out, which brought in a higher standard of customer care when... READ MORE