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Compliance

FBAA flags ‘concern’ with new advice model
by Annie Kane • 8 Dec 2023
Peter White AM, the managing director of the Finance Brokers Association of Australasia (FBAA), has voiced concerns... READ MORE

Government creates new type of financial adviser
by Annie Kane • 7 Dec 2023
The federal government has unveiled its Delivering Better Financial Outcomes package, a suite of changes that will... READ MORE

Big businesses that fail to pay will be named and shamed
by Josh Needs • 7 Dec 2023
Big businesses that fail to pay smaller organisations on time will be named and shamed as part of the Albanese... READ MORE

CHOICE CEO starts ASIC term
by Reporter • 23 Nov 2023
Australian Securities and Investments Commission (ASIC) chair Joe Longo has acknowledged the commencement of two of... READ MORE

ASIC has car finance brokers in its sights
by Josh Needs • 22 Nov 2023
The Australian Securities and Investments Commission (ASIC) yesterday (21 November), revealed its enforcement... READ MORE

Government to provide additional cyber security support
by Josh Needs • 22 Nov 2023
The federal government has revealed two additional initiatives to strengthen the cyber security capabilities of small... READ MORE

Ensuring competitive markets key to merger reform: Government 
by Josh Needs • 21 Nov 2023
The Australian government yesterday (20 November), released a consultation paper on potential merger reform, to... READ MORE

CEO addresses 5 years of AFCA
by Adrian Suljanovic • 20 Nov 2023
Since the establishment of the Australian Financial Complaints Authority (AFCA) in 2018, the organisation has handled... READ MORE

Broker association calls for balance with SME finance complaints 
by Josh Needs • 2 Nov 2023
The Mortgage & Finance Association of Australia (MFAA) has called on the Australian Financial Complaints... READ MORE

Home loans are the most reported licensee breach: ASIC
by Josh Needs • 1 Nov 2023
Licensee breaches of credit home loans were the most reported in the 2023 financial year, according to the Australian... READ MORE

Mortgage broker complaints are nominal, AFCA data shows
by Annie Kane • 24 Oct 2023
The volume of complaints lodged against brokers in FY23 continues to be nominal, according to AFCA. The Australian... READ MORE

ASIC modifies licensees’ obligations
by Annie Kane • 19 Oct 2023
The Australian Securities & Investments Commission (ASIC) has made ASIC Corporations and Credit (Amendment)... READ MORE

Former NAB EGM joins AFCA board
by Josh Needs • 16 Oct 2023
The Australian Financial Complaints Authority (AFCA) has welcomed “accomplished CEO and non-executive director”... READ MORE

MFAA appoints senior policy specialist
by Annie Kane • 13 Oct 2023
Stefania Riotto has joined the Mortgage & Finance Association of Australia (MFAA) as its first senior policy... READ MORE

The true cost of a data breach
by DotSec • 9 Oct 2023
Sponsored by DotSec What is your company worth? For many brokers, the value of their business comes down to the size... READ MORE
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