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Compliance

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Survey reveals limited support for property regulation

by James Mitchell • 15 Jan 2014
An underwhelming proportion of respondents to an industry survey believe property investment advice should be... READ MORE
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ASIC let off for unlicensed business

by Steven Cross • 10 Jan 2014
Despite showing little mercy to brokers for minor transgressions, ASIC has allowed a collections agency in breach of... READ MORE
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ACCC takes second swipe at ANZ

by Staff Reporter • 11 Dec 2013
The Australian Competition and Consumer Commission has appealed a Federal Court decision which dismissed price fixing... READ MORE
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Misleading adverts draw ire of ASIC

by Staff Reporter • 10 Dec 2013
A lender has become the second company to be targeted by ASIC over misleading online advertisements in the past... READ MORE
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ASIC puts outsourcing under spotlight

by Steven Cross • 9 Dec 2013
ASIC is taking an “increased interest” in outsourcing in the financial services sector, following the investigation... READ MORE
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NCCP Regulations can be your friend...

by Aaron Upcroft • 11 Nov 2013
Let’s face it, if you are a mortgage broker and you are not adhering to the new Responsible Lending guidelines then... READ MORE
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Diversification Report

by Michael Masterman • 1 Nov 2013
Buzz words they may be, but diversification/integration is also here to stay, with many diversified brokers beginning... READ MORE
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APRA crackdown on high LVRs

by Steven Cross • 30 Oct 2013
The Australian Prudential Regulation Authority (APRA) has warned lenders they are willing to take action against loan... READ MORE
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BOQ opens books to ASIC investigation

by Steven Cross • 23 Oct 2013
It has been revealed that 46,000 Bank of Queensland (BOQ) customers have been impacted by a decade-long series of rate... READ MORE
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Treasury questions ban on exit fees

by Staff Reporter • 18 Oct 2013
The Treasury Department has requested industry comment on the banning of loan exit fees brought in under the previous... READ MORE