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Compliance

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ASIC links insurance non-compliance to high commissions

by Staff Reporter • 10 Oct 2014
Firms that sell life insurance have been put on notice after an ASIC review found high levels of non-compliance. READ MORE
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ASIC suspends firm’s licence for compliance breaches

by Staff Reporter • 1 Oct 2014
ASIC has placed a three-month trading ban on a firm that failed to meet its reporting obligations. READ MORE
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Mortgage fraud: It’s back!

by Reporter • 24 Sep 2014
Credit application fraud is at its highest levels since 2009. With the rapid uptake of digital and new technology,... READ MORE
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ASIC celebrates low-doc success

by Nick Bendel • 24 Sep 2014
ASIC has celebrated the success of its responsible lending laws, which it said have delivered improved outcomes for... READ MORE
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ASIC announces review into self-reporting of rule breaches

by Nick Bendel • 17 Sep 2014
ASIC has said it usually takes no action against firms that admit regulatory breaches – but that failure to... READ MORE
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We need more power: ASIC

by Nick Bendel • 28 Aug 2014
ASIC has asked the federal government for more power so it can better protect consumers. READ MORE
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No new regulation needed for mortgage broking: Labor Party

by Nick Bendel • 15 Aug 2014
The federal Labor Opposition has endorsed existing consumer protections but would consider new regulation if it saw... READ MORE
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The long and short of quick finance

by Nick Bendel • 12 Aug 2014
Reputable short-term lenders have worked hard in recent times to shed the industry’s ‘cowboy’ image. And with an... READ MORE
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ASIC urged to take charge of credit repair industry

by Nick Bendel • 8 Aug 2014
The credit repair industry should be regulated by ASIC and be legally required to act in clients’ best interests,... READ MORE
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Mutually beneficial: Why you should use mutuals

by Nick Bendel • 4 Aug 2014
Their prices are competitive, their service is impressive and they know how to take care of customers. Isn’t it about... READ MORE