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Compliance

New ACL application process following ASIC incident

New ACL application process following ASIC incident

by Annie Kane • 2 Feb 2021
The financial services regulator has outlined its stop-gap measure for new Australian Credit Licence applications, as... READ MORE
Thom review set out 8 improvements for ASIC

Thom review set out 8 improvements for ASIC

by Annie Kane • 1 Feb 2021
The federal government has said that it expects ASIC to implement “as a priority” the eight recommendations of the... READ MORE
ASIC to update ACL process following security breach

ASIC to update ACL process following security breach

by Annie Kane • 27 Jan 2021
The financial services regulator is working on “alternative arrangements” for submitting credit licence... READ MORE
Business loans to be included in CDR from 1 Nov

Business loans to be included in CDR from 1 Nov

by Annie Kane • 25 Jan 2021
The ACCC has revealed examples of the types of business loans that could be included in the scope of the newly... READ MORE
AFCA amends complaints rules following court case

AFCA amends complaints rules following court case

by Annie Kane • 22 Jan 2021
The financial services ombudsman has changed its rules after the NSW Supreme Court found that it had acted against its... READ MORE
Home owners scammed by ‘ruthless criminals’

Home owners scammed by ‘ruthless criminals’

by Sarah Buckley • 18 Jan 2021
The WA government has issued a warning surrounding a new scam that targets home buyers. READ MORE
AFCA raises SME finance monetary limits

AFCA raises SME finance monetary limits

by Malavika Santhebennur • 8 Jan 2021
The financial complaints body has adjusted its monetary limits for SME finance complaints including the maximum size of... READ MORE
Two new ACCC commissioners appointed

Two new ACCC commissioners appointed

by Annie Kane • 14 Dec 2020
Treasurer Josh Frydenberg has announced two new commissioners of the Australian Competition and Consumer Commission,... READ MORE
A topsy-turvy year

A topsy-turvy year

by Malavika Santhebennur • 11 Dec 2020
Anyone who was hoping for a quiet, uneventful 2020 following the aftermath of the release of the banking royal... READ MORE
Regulatory guide to ‘game changer’ DDO released

Regulatory guide to ‘game changer’ DDO released

by Annie Kane • 11 Dec 2020
Lenders and brokers will need to take a consumer-centric approach to how they design and distribute mortgages, as... READ MORE