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Compliance

Big businesses that fail to pay will be named and shamed

by Josh Needs • 7 Dec 2023
Big businesses that fail to pay smaller organisations on time will be named and shamed as part of the Albanese... READ MORE

CHOICE CEO starts ASIC term

by Reporter • 23 Nov 2023
Australian Securities and Investments Commission (ASIC) chair Joe Longo has acknowledged the commencement of two of... READ MORE

ASIC has car finance brokers in its sights

by Josh Needs • 22 Nov 2023
The Australian Securities and Investments Commission (ASIC) yesterday (21 November), revealed its enforcement... READ MORE

Government to provide additional cyber security support

by Josh Needs • 22 Nov 2023
The federal government has revealed two additional initiatives to strengthen the cyber security capabilities of small... READ MORE

Ensuring competitive markets key to merger reform: Government 

by Josh Needs • 21 Nov 2023
The Australian government yesterday (20 November), released a consultation paper on potential merger reform, to... READ MORE

CEO addresses 5 years of AFCA

by Adrian Suljanovic • 20 Nov 2023
Since the establishment of the Australian Financial Complaints Authority (AFCA) in 2018, the organisation has handled... READ MORE

Broker association calls for balance with SME finance complaints 

by Josh Needs • 2 Nov 2023
The Mortgage & Finance Association of Australia (MFAA) has called on the Australian Financial Complaints... READ MORE

Home loans are the most reported licensee breach: ASIC

by Josh Needs • 1 Nov 2023
Licensee breaches of credit home loans were the most reported in the 2023 financial year, according to the Australian... READ MORE

Mortgage broker complaints are nominal, AFCA data shows

by Annie Kane • 24 Oct 2023
The volume of complaints lodged against brokers in FY23 continues to be nominal, according to AFCA. The Australian... READ MORE

ASIC modifies licensees’ obligations

by Annie Kane • 19 Oct 2023
The Australian Securities & Investments Commission (ASIC) has made ASIC Corporations and Credit (Amendment)... READ MORE

Former NAB EGM joins AFCA board

by Josh Needs • 16 Oct 2023
The Australian Financial Complaints Authority (AFCA) has welcomed “accomplished CEO and non-executive director”... READ MORE

MFAA appoints senior policy specialist

by Annie Kane • 13 Oct 2023
Stefania Riotto has joined the Mortgage & Finance Association of Australia (MFAA) as its first senior policy... READ MORE

The true cost of a data breach

by DotSec • 9 Oct 2023
Sponsored by DotSec What is your company worth? For many brokers, the value of their business comes down to the size... READ MORE

AFCA: A common complaint (pt3)

by Annie Kane • 6 Oct 2023
Feedback is the breakfast of champions,” author and consultant Ken Blanchard once said. While accepting... READ MORE

Senate accuses ASIC of failing to act on bank misconduct

by Kate Aubrey • 5 Oct 2023
A parliamentary inquiry has been told the corporate regulator failed to investigate claims about alleged financial... READ MORE
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