Compliance

Home loans are the most reported licensee breach: ASIC

by Josh Needs • 1 Nov 2023

Credit issues are the most common issues reported to ASIC under the reportable situations regime. READ MORE

by Annie Kane • 24 Oct 2023

The volume of complaints lodged against brokers in the financial year 2023 continues to be nominal, according to new... READ MORE

by Annie Kane • 19 Oct 2023

Changes have been made by the regulator so that licensees do not have to submit notifications about certain reportable... READ MORE

by Josh Needs • 16 Oct 2023

A former executive general manager, enterprise of NAB has been named as a new board member of the financial complaints... READ MORE

by Annie Kane • 13 Oct 2023

A regulation and governance professional has joined the broker association as its new senior policy specialist. READ MORE

by DotSec • 9 Oct 2023

Australia is said to be the fifth most hacked country in the world, with the ACCC estimating $3.1 billion was lost to... READ MORE

by Annie Kane • 6 Oct 2023

In this final instalment of the ‘AFCA: A common complaint’ series, we take a look at how the body has been... READ MORE

by • 5 Oct 2023

The regulator’s alleged mishandling of banking misconduct complaints has been labelled as ‘shameful’ and... READ MORE

by Reporter • 4 Oct 2023

ASIC has commenced civil penalty proceedings in the Federal Court accusing two payday lenders of providing credit... READ MORE

by Josh Needs • 29 Sep 2023

Broker and business associations have supported the proposed move to extend Privacy Act obligations to small... READ MORE