Compliance

Lightspeed director charged $220k over credit act breach

by • 5 May 2022

The lender’s head has been found guilty of failing to give effect to AFCA determinations, thus breaching the National... READ MORE

by Sarah Simpkins • 3 May 2022

A new report has warned ASIC’s breach reporting regime has taken a toll on the financial services sector in its first... READ MORE

by • 20 Apr 2022

A former NSW-based broker has walked away from jail time after filing a false credit licence annual compliance... READ MORE

by Sarah Simpkins • 8 Apr 2022

The regulator has been grilled on why it decided to pursue no further action for 65 per cent of reports of misconduct... READ MORE

by • 7 Apr 2022

As part of the state government’s flood relief, a further $112 million package has been set aside for flood-impacted... READ MORE

by • 6 Apr 2022

ASIC has banned former Finsure broker Rodney Peter Maher after he was found to be “reckless” in providing... READ MORE

by reporter • 5 Apr 2022

After having been jailed for breaking Western Australian COVID-19 rules to attend an AFL Grand Final match, former... READ MORE

by Sarah Simpkins • 4 Apr 2022

A former used-car finance broker has been convicted and fined over four charges of obtaining financial advantage by... READ MORE

by Annie Kane • 21 Mar 2022

The federal government has said it will not review broker remuneration this year. READ MORE

by • 17 Mar 2022

Home buyers in the ACT who purchase off-the-plan properties to the value of $600,000 will have their stamp duty... READ MORE