Compliance

ASIC has car finance brokers in its sights

by Josh Needs • 22 Nov 2023

Brokers and lenders are among the groups that will be under the financial regulator’s enforcement priorities next... READ MORE

by Josh Needs • 22 Nov 2023

Brokers will have access to additional cyber safety measures after the government has revealed two new initiatives to... READ MORE

by Josh Needs • 21 Nov 2023

The federal government has released a consultation paper on potential merger reform to restrict any moves that could be... READ MORE

by Adrian Suljanovic • 20 Nov 2023

AFCA’s chief executive has delivered a keynote address five years on from its establishment. READ MORE

by Josh Needs • 2 Nov 2023

Six recommendations have been put forward to the complaints body by the MFAA regarding the handling of small-business... READ MORE

by Josh Needs • 1 Nov 2023

Credit issues are the most common issues reported to ASIC under the reportable situations regime. READ MORE

by Annie Kane • 24 Oct 2023

The volume of complaints lodged against brokers in the financial year 2023 continues to be nominal, according to new... READ MORE

by Annie Kane • 19 Oct 2023

Changes have been made by the regulator so that licensees do not have to submit notifications about certain reportable... READ MORE

by Josh Needs • 16 Oct 2023

A former executive general manager, enterprise of NAB has been named as a new board member of the financial complaints... READ MORE

by Annie Kane • 13 Oct 2023

A regulation and governance professional has joined the broker association as its new senior policy specialist. READ MORE